offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
of Possible Contraventions of the SEC Act B.E. 2535 75 International Relations 79 The SECûs Financial Statements 96 Our Website (www.sec.or.th) APPENDICES SCE_Eng_p.1-16 10/29/04, 1:05 AM3 4 MESSAGE
requirements specified in Part C of the Climate Bonds Standard. Note: A wide variety of climate-related objectives are possible. These can vary from increasing the installed capacity of low carbon assets, such
which in turn would only be possible with the support of a healthy financial reporting ecosystem. Striving to achieve such quality, the SEC has directed its efforts towards strengthening the various
on risks and possibility of major operational disruptions due to a possible emergency incident, as well as analyse a business impact and assess damages from major operational disruptions, so that
emergency incidents which may cause major operational disruptions to the critical functions Companies shall arrange an assessment on risks and possibility of major operational disruptions due to a possible
procedures of those units and personnel for preventing possible conflicts of interest; (d) imposing code of conduct or measure to prevent operation constituting conflicts of interest, which includes the
and personnel for preventing possible conflicts of interest; (d) imposing code of conduct or measure to prevent operation constituting conflicts of interest, which includes the following issues: 1
’ meeting, the director (s) with possible conflict of interests, and/or the director (s) serving as connected parties, did not attend nor were eligible to cast votes at said meeting. (13) Opinion by The Board