2005, raised various concerns on DW market. Responded by SFC, a comprehensive review of the DW market was issued, and followed by a series of reform. One of the key findings was “the practices in the
3rd party products for distribution are lower and gross profit margins for each of 3rd party products for distribution are typically varied as the normal business terms and conditions of trading
revenue from domestic sales amounting to THB 3,719 million, up by THB 786 million or 26.8% from the corresponding period last year, and revenue from overseas sales contributing to THB 2,476 million, raised
period last year, and revenue from overseas sales contributing to THB 2,476 million, raised by THB 991 million or 66.7%. The change in total revenue was resulted from (i) the increase in revenue from sales
from 25.2% to 44.7% due mainly to the fact that WHART solely used the debt funding from financial institution which is deemed lower cost of fund compared to the fund raised from investors to acquire the
regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be summed up to shareholders’ equity. 1 The regulations
statement, audited by auditor, in positive position. In this regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be
regard, in case the intermediary has raised its capital after the date of the latest financial statement, 1 The regulations concerning net capital rules hereby refer to: (1) The Notification of Securities
pursuing any other means to verify the transactions. This raised doubt whether such transactions were executed as truly intended by the clients. In addition, a certain share transfer from a client account