scrutiny of qualifications of issuers for investors. Disclosure – issuers are required to make complete and accurate disclosure of information relating to the debt securities which are in line with
) ..................................... ............................... .............................................. (5) ..................................... ............................... .............................................. (Information must be accurate and identical to the information notified to the
) ..................................... ............................... .............................................. (5) ..................................... ............................... .............................................. (Information must be accurate and identical to the information notified to the
Other Applications when the application and the evidentiary documentation are accurate and complete in compliance with the Licensing Manual for the Public. In the case where it is necessary for the SEC
emphasize thorough, accurate and regular disclosures on risk, capital and liquidity management to the public. 3 Details of various risk management and other related information, in accordance with the Bank of
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved
business efficiency along with knowledge- based assistance and business networking in order to efficiently expand our customer base and ensure swift and accurate service provision at all times in accordance
necessary to carry out their roles on the board and board committees. Principle 3.9 The board should ensure that it can perform its duties effectively and have access to accurate, relevant and timely
complete and accurate information. 2. Normal track case for cases which are not fast track Uses the same criteria with Public Offering (PO), for instance, qualifications of good corporate governance and
Public. In this regard, the SEC Office shall consider the application for approval within thirty days from the date on which the SEC Office receives the application together with the complete and accurate