by an asset appraiser determined by SEC. In addition, SEC has improved the flexibility for a smart contract that has not covered the enforcement of investors’ rights as determined in the filing and
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
risks and creating a balanced financial system. Currently, the Thai capital market has an aggregate value greater than the country GDP, creating a large number of employments on the parts of business
Exchange Act B.E. 2535 (1992) Related notifications I Code Investment Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples
Investment Governance Code for Institutional Investors (I Code) Announcement of Signatory of the I Code List of Code Signatories Examples (International) Corporate Governance Code 2017 Concept CG Code
of 2018: (1) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (2) a suspension of securities or derivatives trading for up to five
Help Center is a one-stop service center for public inquiries and complaints pertaining to licensed businesses and entities in the Thai capital market. Our services include provision of information and