executives who have performed their duties with care and loyalty and more severe penalties may be imposed on directors or executives who commit a fraud. Q: In case where the board of directors hires an
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
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English (United States) Market Misconduct × Home > Laws/Regulations > Regulations > Prevention of
Exchange Commission (SEC), along with Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, SEC Deputy Secretaries-General, provided information to the press at the monthly media briefing in July 2024. The briefing
creation of the investors’ portfolios. We are delighted to partner with the UN, PRI and AIGCC in promoting climate stewardship among Thai capital market participants, and in accelerating Thailand’s progress
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
received from committing an offence along with the interest arising from such money shall be remitted to the Ministry of Finance as state revenue under Section 317/12 of the amended SEA and Section 99
an appointment of a board of directors to act on their behalf. The shareholders are entitled to the right to decide on significant changes of the companies. All shareholders must be treated equally
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