regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
in becoming the wealth advisor.The wealth advisor may choose to carry out the wealth advice services according to its business model within the scope of the license obtained and must have the
) preparation of the service agreement in respect of, for example, scope of conditions of service provision, customer’s rights, source of investment strategy; 3) availability of the appropriate personnel to
. ขอบเขตในการตรวจสอบ (Audit scope) 3 4. การตรวจสอบ 7 4.1 วิธีการเก็บหลักฐาน 7 4.2 แนวทางการสุ่มตัวอย่าง 8 4.3 การบันทึกข้อมูลเกี่ยวกับการตรวจสอบ 9 4.4 ประเภทของการตรวจสอบ 9 5. การสรุปผลการตรวจสอบ 12
to regulation. 5. Scope of interests of Connected persons KYE and MTC got a joint major shareholders as follows:- - Mitsubishi Electric Corporation holds 9,048,020 shares or 41.13% of the share in KYE
to the prior year. It was mainly increased from the customers in the Government and State enterprise sector, expanding the scope of services and customers in the Private sector have growth for both new
= Value of Transaction / Net Tangible Assets = THB 16,800,000.00 / THB 11,583,788,020.5 = 0.1450% (5) The Characteristics and scope of the interest of the connected persons to enter to the connected
Transaction volume : Baht 91,740,000.- Above transaction came under the scope of connected transactions for listed companies as specified in The Notification of The Capital Market Supervisory Board No. Tor Chor
transaction : Transactions relating to assets and services Transaction volume : The amount of not exceeding Baht 18,000,000.- (Including VAT) .../3 - 3 - Above transaction came under the scope of connected