of SEC approved-auditors. The project aims to support small and medium enterprises (SMEs) with a potential to raise fund through capital market and expected to help enhance Thailand?s readiness to

assure that all respective systems  and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents

facilitating the exchange of information for the purpose of law enforcement, elevating capability and quality of capital market personnel, and enhancing bilateral cooperation to promote business growth and

 Bangkok, August 26, 2014 ? The SEC supports commercial banks and their subsidiaries to expand their businesses in relation to new capital market products by taking roles of financial advisors

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft capital market personnel rules aiming at compiling and standardizing the rules and guidelines concerning all types of capital

Bangkok, June 5, 2014 ? The SEC joined with the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, The Thai Bankers

Bangkok, December 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed after quarterly meeting with the Association of Thai Securities Companies (ASCO) and the Association of Investment Management Companies (AIMC) that ?The SEC urges the associations? members to make a declaration of intent against corruption by joining the Collective Action Coalition Against Corruption Council (CAC). The CAC, supported by the government and the Office of National Anti-Corruption Commission, aims at p...

Bangkok, September 26, 2013 ? The SEC is seeking public comment on compiling and standardizing the rules and guidelines concerning all types of capital market personnel for ease-of- use. The

  Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She

Bangkok, June 2, 2015 - The SEC revoked an approval of  {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was