trading orders for one of his clients and, on some occasions, to have contradicted the client?s instructions. Weeraparn was briefed on a general scope of investment by the client who allowed him to send
misappropriation of and interference with client assets. In addition, handling securities conversion for clients was beyond the scope of responsibilities assigned by her employer securities company. Sutthasinee?s
elevate good corporate governance of private sector, Transform the role of the Stock Exchange of Thailand into a commercial oriented, Reconsider the scope of securities businesses conducted by
disclosed in a range deemed appropriate, as well as, the order of priority of such purposes. If the anticipated proceeds will not be sufficient to fund all the proposes, the amount and sources of other funds
of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropri ate and necessary within the scope of laws. Furthermore, the
the record date of such meeting, upon any members of executive committee (its agent), managing director (its agent) to the extent that it is appropriate and necessary within the scope of laws
managing potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a
potential risks from service provision; (c) having a work procedure and an internal control system with details covering the operation as specified in Clause 4. In this regard, the applicant for a license
Form to Report on Names of Members and Scope of Work of the Audit Committee The Board of Directors meeting No. 12/2017 of Nation Multimedia Group Public Company Limited held on December 28, 2017 resolved
Given to Commercial Banks to Act as Identity Provider or Source of Data in the Digital Format, effective from September 4, 2018. The regulation extends the business scope of banks which show readiness in