) on 20 December 2019 between 10.05.35 a.m. and 11.56.02 a.m. by placing trading orders or trading the abovementioned stocks in such a way that deceive investors by controlling or artificially affecting
assets and derivatives contracts related to digital assets trading between 25/08/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token
civil monetary penalty of 4,310,825.61 Baht - a bar from serving as a director or executive in a digital token offeror between 14/09/2022 and 13/09/2023
executive in a securities issuing company between 05/01/2024 and 04/09/2025 - a bar from serving as a director or executive in a securities company between 05/01/2024 and 04
director or executive in a securities issuing company between 05/01/2024 and 04/01/2025 - a bar from serving as a director or executive in a securities company between 05/01
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In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in principle the inclusion of more asset classes eligible for use in the repo / reverse repo agreements between securities
> - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 03/12
serving as a director or executive in a securities issuing company between 16/02/2021 and 15/02/2022 - a bar from serving as a director or executive in a securities company