://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc EDITED not entitled upon the employees whose memberships have been terminated, and are determined by the fund’s articles to be an asset of
Determination of Undertaking not Deemed as a Derivatives Dealer
-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC
; (2) Determining the approval application fee for an appraisal company to be 50,000 baht and for a lead appraiser to be 10,000 baht per 5 years, instead of per 2 years at present, resulting in
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
company therefore, the company does not have to include the land price as the selling price of ordinary shares. (b) The loan of the company amounts 1 46,700,000 Baht (The loan that the company Let ACC Green
sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order for the Office or
private fund is not a provident fund, the private fund management company may present to the customer its opinion on the exercise of voting rights; (2) In case the private fund is a provident fund, the