. Such digital asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if

://www.nber.org/digest/201908 Kanis Saengchote - Chulalongkorn Business School Source: https://www.imf.org/en/Blogs/Articles/2022/01/11/crypto- prices-move-more-in-sync-with-stocks-posing-new-risks Challenges: the

, SEC Secretary-General will give opening remarks at 20.00 hours (local time), followed by a live exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “ U.S. SEC’s Move on

flows from investing activities resulted from advance payment for buying the machines for production and from investing in government bonds. Cash used in financing activities was the cash payment for the

result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying

session. Besides, {A} admitted that she advised the client to sell the other securities to settle the buying order which the client agreed and asked her to submit the selling order via mobile phone

result, Chantip gained illegal benefits from such buying. Moreover, during 12 July – 10 August 2018, after Chantip knew negative non-public information that the operating results of UVAN in the second

higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the

or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million

Mr. Yanyong Intarasongkarw Mr. Yanyong Intarasongkarw joined or agreed with other offenders in manipulating 5 securities by separating duties to executing buying or selling orders in a way of