procurement of benefit 3. Market overview of the business of procuring benefits from REIT’s assets 4. Risk factors 5. Legal disputes 6. Other relevant information Part 3: REIT Supervision and Management 7
Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures 1 Does the whole firm perform
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
, and other relevant regulations on digital asset business operations. The key points of the amendments are as follows: (1) Supervision on the ICO of Investment Token: Revoking the investment limit of
> Financial Reporting and Audit Oversight > Auditor Supervision > Regulatory Summary of Approved Auditor in Capital Market Regulations SHARE : Detail Content Financial reporting and audit
30,000 - - - - 19,266,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั 19,266,500 - - - - 272,000 - - - - - - - - 43 Liquidity risk management ของ บลจ. 272,000
Asset Custodian 30,000 - - - - 41 ทบทวนแนวทางก ากบัดูแลและการแข่งขนัของผูป้ระกอบธุรกิจสินทรัพยดิ์จิทลั 30,000 - - - - 19,266,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั
รัพยดิ์จิทลั 30,000 - - - - 19,266,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั 19,266,500 - - - - 272,000 - - 4,613 0.02 4,613 0.02 - - 43 Liquidity risk management ของ บลจ
30,000 - - - - 11,332,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั 11,332,500 - - - - 272,000 - - 4,613 2 4,613 2 4,613 2 43 Liquidity risk management ของ บลจ. 272,000