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Currently, there are SMEs and startups with good potential for growing into large enterprises. However, they lack broad funding tools and face limitations that prevent them from listing on SET and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9042

SEC and 12 capital market organizations co-launch the Capital Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of HM the King’s Coronation, welcoming all sectors to join the collective commitment to good corporate governance and responsible business operation

more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8223

SEC gears up to facilitate SMEs and startups in fund mobilization through the capital market; Criteria for secondary markets expected to be finalized 19 December 2019

eligible investors will be finalized on 19 December 2019.__________________________Remarks: 1. Crowdfunding is a method of raising funds conducted by a crowdfunding service provider through a large

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8709

3866s.pdf

สวนที่ 3 หนา 4 หนวย : บาท 3. Large Exposure Risk 3.1 วิธีท่ี 1 (ก) (ข) (ค) (ง) (จ) (ฉ) (ช) รายชื่อหลักทรัพย long short net ฐานในการ (ง) / (จ) คาความเส่ียง คํานวณ(1) (%) หุน A warrant A

https://publish.sec.or.th/nrs/3866s.pdf

SEC joins MOF’s Royal Kathina Ceremony

of Finance (MOF) by H.M. King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua. The ceremony was presided over by Mr. Krisada Chinavicharana, Deputy Minister of Finance, at Wat Chinorasaram Worawihan

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10238

Settlement Committee Order No. 18/2020 Dated 20/05/2020

Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), failed to order

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 18/2020 Dated 20/05/2020

http://market.sec.or.th/public/idisc/en/Enforce

SEC revokes approval of executive of asset management company for failing to perform duties with loyalty and professional due care, including negligence of duties

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8073

SEC announces the 2024 holiday schedule for securities companies and derivatives business operators

Substitution for H.M. King Maha Vajiralongkorn Phra Vajiraklaochaoyuhua’s Birthday (Sunday, 28 July 2024) 13. Monday 12 August H.M. Queen Sirikit the Queen Mother’s Birthday

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10337

SEC and TFAC co-organize a seminar on issues and case studies related to the accounting and auditing of IPO and listed companies

The Securities and Exchange Commission (SEC), in collaboration with the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), organized a seminar for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10457