likelihood and the possible effects. 7.5 The company has measures and operational plans to handle risk by either accepting, reducing, avoiding or sharing risks. 8. The organization considers the potential for
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
an aim to study the root causes of such issues and propose possible solutions to the problem. To make it work, we need all stakeholders to cooperate. We encourage stakeholders in the financial
. They are likely to be revised and refined over time as more information and insight becomes available — both as we learn more about the application of the Criteria to growing numbers of bonds, and how
Likelihood Rare (1), unlikely (2), possible (3), likely (4), very likely (5) Magnitude of impact Insignificant (1), minor (2), moderate (3), major (4), significant (5) Adaptability Very low (1), low (2
the impacts of possible emergencies. The SEC's Disaster Recovery Center (DRC) located at the Bank of Thailand's Office, Suriwongse Road, was established as a backup facility and temporary office for off
ENGAGEMENT } Select a consistent review period each year for the portfolio to identify outliers in terms of financial/ESG performance where it is possible to influence change. } Review these factors at the
of securities or any other information related to a securities issuing company in such a manner that is likely to have an effect on the price of securities or the decision making on securities
quantify; regulation likely to be announced High visibility of cash flows; quantifiable Some visibility of cash flows; draft regulations floated IMPACT ON DISCOUNT RATE IMPACT ON CASH FLOWS Feedback quality
Exchange Act B.E.2535 . Preliminary version: incomplete and/or being reviewedinformation. Revised version: new report submitted by the reporter to replace theold one. Chain principle: indirect acquisition of