Supervisory Board No. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and Execution of Agreements for Management of Private Funds. Notification of the Office of Securities Exchange
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4705
of Capital Market Supervisory Board TorNor 21/2552 Rules, Conditions and Procedures for Establishment and Management of Property Funds for Solving Financial Institution Problems http
future. The new preventive measures will also come with traceability, enhancing the ability to trace back the route of the product. At the current stage, the Company is working on process improvement
Information Memorandum Concerning the Connected Transaction for the engagement of CH. Karnchang Pub Co., Ltd 08/07/2022 17:01 Execution of Connected Transaction on Maintenance and Improvement of Structures and
establishment of an association related to securities business to the SEC Office as per the Form specified by the SEC Office, together with the following evidentiary documentation: (1) the regulations of the
firms demonstrated an improvement vis-à-vis the results from the previous inspection cycle. Such improvement was undoubtedly enabled by the formulation of audit firms’ root cause analysis process and