: Clause 1  Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an

with respect to business operation; (5) have operational system promptly for providing services. Clause 2 Person intending to undertake securities business in the category of inter - dealer brokerage

for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and

Excellence About Us SHARE : Detail Content ​​​​​​​​​​​​​ Toward International Excellence The SEC stress the importance of practices in compliance with the international standards, so that the Thai capital

?Pride in Thai Innovative and Creative Businesses? Project has been launched to support expansion of those businesses. Furthermore, crowdfunding regulations have recently be enacted in support of new

and regulations. 3. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and there shall be no expression of opinion that the

attain sustainable growth and drive the success of policy implementation.? Vorapol added that ?In support of the Thai capital market to strive forward as a regional financial connector, the SEC will

, which are the foundation of sustainable development. And, Thai listed companies obtain the highest average score in ASEAN for six consecutive years. The Awards are divided into three categories, namely

SEC, in 2010, had revised the rules on approval of auditors by prescribing that the auditor to be approved by the SEC must be attached to audit firms that have audit quality control system in accordance

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