of the Department of Special Investigation, the Governor of the Bank of Thailand and the Secretary-General of the SEC. With consent of the Civil Penalty Committee to commence the civil penalty

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times

ภายในและภายนอก/ผู้ตอบแบบสอบถาม สมัครงาน Online ผู้สมัครงาน ประกาศเจตนารมณ์เข้าร่วมโครงการ พนักงาน/ผู้บริหารของหน่วยงานภายนอกที่สมัครเข้าร่วมโครงการ ฐานความยินยอม (Consent)/ฐานสัญญา (Contract)/ฐานในการ

completeness. Neither the presentation, nor any of its contents, may be reproduced, or used for any other purpose, without the prior written consent of the PRI. PRI Association is incorporated in England & Wales

& Informed Consent (FPIC) Requirement .......................................................................................................... 17 3.9 Best Practice for Disclosure

provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such

conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is

operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related

participating in the regulatory sandbox, and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related to obligations to damage that may be