a judgement that the defendant had committed an offense under the lawsuit of the plaintiff, and imposed a civil penalty in amount of 333,333.33 Baht. Moreover, the court ordered the defendants to

Criminal Fine File Criminal Complaint *Some offenders may committed more than one offense. Page 1 of 6 Statistics of Criminal Actions (As of 31 December 2023) Fraud Fail to exercise duty of care Disclosure

Agreement, the banks have specified certain conditions precedent which have to be satisfied prior to the drawdown of loan. The conditions precedent are in line with the general conditions precedent for the

financing through offer for sale of newly issued debentures, it shall be demonstrated that the person who will sell, transfer, lease or grant the rights in the infrastructure asset of the trust are committed

partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together

offences committed by Bordin and Noparat were liable to violation of Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and Section 83

According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a

Criminal Fining Committee (“CFC”) on who committed the following offenses in accordance with:  Section 317 of SEA  Section 155 of DA  Section 94 of TCMA  Section 42 of PVDA  Section 43 of SPVA

Court ruled against the accused for violating Section 56, Section 274 paragraph 1, and Section 300 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the

to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of IEC through the selling transactions of thermoplastic of an IEC project in Rayong province. In so doing, Mr. Bhusana