capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity

Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company's reporting which was posted for public hearing in late 2013. The revision proposes to

Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company?s reporting which was posted for public hearing in late 2013. The revision proposes to

without savings, and (3) individuals with savings seeking further investment knowledge.

management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the

In the second phase of the “ESG Product Platform” development, the SEC has introduced further information and details on “sustainability-themed bonds”; e.g., the list of top 10 issuers, detailed

collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC

in the initial coin offering (ICO) of BSmart digital tokens as it has not been approved by the SEC. According to the tip and the SEC's further findings, BSmart digital tokens have been solicited to the

reduced the fines by half, resulting in a fine of Baht 69,850 and a further fine of Baht 300 each day starting from the next day of prosecution date until the company so complies. SEC Act S.300 Criminal

Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 139,700. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 69,850 and a further fine of