’ lifestyles.The public and stakeholders are cordially invited to visit the new www.sec.or.th and give a feedback on the web contents at the end of each page to the SEC for further improvement of web user
further inquiries, please contact SEC Public Service Center Hotline 1207 or the SEC Live Chat on the SEC website. ________________________
the accused pled guilty, the Court reduced the fines by half, resulting in fines of Baht 136,000 and Baht 129,000 respectively, and a further fine of Baht 500 each day starting from the next day of the
position as a chief executive officer of TUCC. Mr. Yongyuth failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed a criminal complaint against him with the DSI for further legal
Committee, the SEC therefore filed a criminal complaint against him with the DSI for further legal proceedings. SEC Act S.241 Settlement Committee Meeting No. 7/2014 Settlement Committee Order No. 64/2014
capital market as well as SMEs’ and startups’ capital market access to funding sources. The regulators came to a mutual decision to further explore ways for development and implementation of connectivity
Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company's reporting which was posted for public hearing in late 2013. The revision proposes to
Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company?s reporting which was posted for public hearing in late 2013. The revision proposes to
without savings, and (3) individuals with savings seeking further investment knowledge.
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the