evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal
Thaksin Shinawatra and that Ms. Pintongta also acquired ARI shares later on. The SEC Board concluded from the evidence that violations of information disclosure rules may have been committed in the
orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
are suspected of having committed an offense as specified by law. ?Under the relaxed rules, the securities companies which do business only with institutional clients or do not have custody of their
customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as
firm executives against whom the SEC files a criminal complaint as person of untrustworthy characteristics, active participation of minority shareholders in Extraordinary General Meeting of Shareholders
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
support to the offense committed by Bybit regarding operating a digital asset exchange business without license which is a violation of Section 26, a legal offense liable to the penalties under Section 66
Mr. Pohundratanakul and Mr. Klungpremjit are deemed support to the offense committed by Bybit regarding operating a digital asset exchange business without license which is a violation of Section 26, a
subject to the number of counts of offences committed by each defendant. - Under Section 91(2) of the Penal Code, if it appears that any offender has committed the several distinct and different offences