the approved guidelines, the investible foreign ETFs must be non-complicated, tracking widely accepted securities indices or commodity group indices, managed with passive investment strategies, and

) fund, which is managed by a person who has been named in a complaint filed by a foreign regulator on account of managing investment without approval.  If approached with a solicitation to invest in

high returns. PE focuses on long-term investment with a specific period of time in a start-up or high potential businesses. The funds will be managed by professional finance manager supervising for

for the company in Hong Kong SAR, who provides services of gold futures contracts trading. The company has managed to have marketing officers to call and solicit investors to invest and sent out the

Storage Property Fund (Montri Fund), established and managed by CIMB-Principal Asset Management Company Limited.Following the complaint against Nakul Chaiyanil, a former fund manager who prepared the

Mr. Telapon’s 2 securities accounts at KTBST Securities and I V Global Securities Public Company. In this regard, Ms. Uraiwan managed the financial transactions regarding their trading of MBAX's

at KTBST Securities and I V Global Securities Public Company in total of 8 securities accounts. In this regard, Ms. Uraiwan managed the financial transactions regarding thr trading of MBAX shares

date of the complaint received. And if the derivatives broker has not yet finished its solution to the complaint, a progress report shall be delivered to the Office every thirty days until the

date of the complaint received. And if the derivatives broker has not yet finished its solution to the complaint, a progress report shall be delivered to the Office every thirty days until the

date of the complaint received. And if the derivatives broker has not yet finished its solution to the complaint, a progress report shall be delivered to the Office every thirty days until the