firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
appropriate capacity and experience to oversee effectively and manage all relevant activities in the interests of beneficiaries or clients. 1.4 Conflicts of interest, codes of ethics, compliance Institutional
, external reviewers should especially consider the relevance of the International Code of Ethics for Professional Accountants paying particular attention to section 4B – Independence for Assurance Engagements
million. Due to total revenues decreased of Baht 554.20 million mainly from brokerage fees decreased of Baht 282.56 million, Gain and return on financial instruments decreased of Baht 326.45 million and
sold on August , 2016 at selling price Baht 82.19 million with sharing of gain from investment value of the associates Baht 30.95 million Information of the 3rd Quarter Consolidated Separate 3 months
income 1,049.51 (119.57) 1,049.51 (119.57) Fees and services income 94.19 (54.38) 94.19 (54.38) Interest income on margin loans 67.68 (12.85) 67.68 (12.85) Gain (loss) and return on financial instruments
19.66 10.88 Gross profit 10.73 54.53 44.08 -10.45 -19.16 33.35 310.73 Profit (Loss) from exchange rate 0.87 3.00 1.19 -1.81 -60.28 0.32 36.31 Other Income 1.00 0.65 2.13 1.49 230.70 1.13 113.09 Gain from
113.09 Gain from bargain purchase 0.00 0.00 33.64 33.64 100.00 33.64 100.00 Profit before Selling and Administration expenses 12.61 58.17 81.06 22.89 39.35 68.45 543.05 Selling expense 3.36 26.92 8.54
. This is expected to generate income and profit to the Company, then, makes the Company gain much more improved financial position and operating performance that leads to value-added contribution to the
to core business of the Company. This is expected to generate income and profit to the Company, then, makes the Company gain much more improved financial position and operating performance that leads