Thailand; (2) In case of transactions falling into Class 4 Transactions in Part 4 of Section 3 of the Notification of the Board of Governors of the Stock Exchange of Thailand, the Office shall have power to
one of Chartered Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for
Financial Analyst (CFA) program or Certified Investment and Securities Analyst (CISA) course or other equivalent curriculums as approved by the SEC Office. Clause 5 An application for obtaining an approval to
Assessment Program (“FSAP”) โดยจะก าหนดใหส้ถาบนัจดัอนัดบัความน่าเช่ือถือ (credit rating agency : “CRA”) ตอ้งปฏิบติัใหเ้ป็นไปตาม IOSCO standard ส านกังานไดรั้บฟังความ คิดเห็นและขอ้เสนอแนะเก่ียวกบัการปรับปรุงหล
Thailand Securities Institute for no longer than two years on the date of submission of application or if more than two years, had attended a training course of a training institute or training course
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and
in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial