Covered Funds and Covered Management Companies and related Cooperation Dated 20 January 2021 This MoU has been concluded between the SFC and the SEC in light of global financial market growth and increasing
better in the context of today’s dynamic cross-border capital movements. In recognizing the importance of a strong capital market and its ability to function as a main pillar for driving forward the
related elements and encouraging cooperation among all sectors. All these will contribute to the sustainable development of the Thai capital market. SEC is ready to closely collaborate with UNDP to become
SEC received Broadly Implemented for Principle relating to auditor's oversight. (2) Principles with significant improvements: 11 Principles - staff professionalism and independence - cooperation with
Thailand. To this end, customer trust holds the key; customers must feel confident and secure when using our services. Recognizing the importance of digital risk management, we have put in place measures for
cooperation of the AOB, the ACRA and the SEC to promote closer collaboration among audit regulators in the ASEAN region in order to promote audit quality. The AARG holds meetings regularly to exchange
with regulating auditors around the globe, and a member of ASEAN Audit Regulators Group (“AARG”). Memberships of both IFIAR and AARG facilitate the promotion of international cooperation and enable the
together. Mekong Capital Market Cooperation (MCMC) has been established under a memorandum of understanding signed with the capital market regulators of Laos PDR., Cambodia and Vietnam for cooperation on
services, and lifestyle services. The Company has controlling interests in ICV group and is required to consolidates profit and loss statement and balance sheet of ICV by recognizing 100% of revenues and