system  Holding a lecture on Governance, Risk Management and Compliance (GRC) for executives  Launching the “KBank Honest People” campaign to promote a culture of integrity in the workplace, in adherence

regulatory improvement and international standard compliance. The official assessment results, which would enhance the confidence of domestic and foreign investors, are expected in mid-2019. For the next three

capital market products, investment management, management of the intermediary ’s branch office, supervising account of clients and making investment decisions for clients , operational function, compliance

capital market products, investment management, management of the intermediary’s branch office, supervising account of clients and making investment decisions for clients, operational function, compliance

capital market products, investment management, management of the intermediary’s branch office, supervising account of clients and making investment decisions for clients, operational function, compliance

the company’s related employees for effective and complete preparedness to ensure that KLeasing will be able to conduct business in strict compliance with laws. 5  Market Conduct The Bank of Thailand

attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public

ร่วมอบรม ด้วยสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ("สำนักงาน") จะจัดอบรมเชิงปฏิบัติการ (Compliance Meeting) ไตรมาส 4/2553 ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก

Compliance Meeting ให้กับเจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลักทรัพย์ (compliance officer) ในวันที่ 21 กันยายน 2555 เวลา 13.30 น. – 16.30 น. ณ ห้องฝึกอบรมชั้น 10 อาคารจีพีเอฟ วิทยุ ทาวเวอร์ บี ถนนวิทยุ โดย

- - Disclosure report 18 39 10 28 56 114 16 51 Report of securities holding of directors and executives 2 2 1 1 6 6 - - Non-compliance with securities offering 10 17 5 14 5 11 4 10 Others 4 8 - - 23 48 1 6 Public