) To establish additional guidelines for designing investment policies and offering private fund services, with a primary focus on the clients' best interests in accordance with the private fund
primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC requirements imposed on digital asset businesses for risks associated with asset custody (custody risk
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
financial statements of the trust property for the liquidator*; 2) The liquidator has the primary duty to collect assets, dispose of assets, pay debts, distribute funds or assets to REIT
bonds must not have negative issues on good corporate governance and must be invested at the proportion of no less than 60 percent of the net asset value (NAV), either in the primary or secondary
regulations, and revision to the regulations governing shareholders’ offering of a limited company’s equity in case of trading crowdfunding equity in the secondary market to be in line with the primary
Roles” is the topic that provides information on supervision of SEC which covers supervision of offering of tokens to the public (primary market) and supervision of intermediaries in the trading and
Exchange Act B.E. 2535 on 16 May 1992. The SEC Thailand has the centralized roles for supervision and development of both primary and secondary markets. This structure also facilitated issuance of new
to improve their supervision and surveillance capabilities. This training will ensure the Thai market remains even with international counterparts; with a primary goal of preventing negative impact on