by the management company to sell or accept redemption of units of mutual funds, as the case may be; “hedging” means becoming a counterparty in a derivative contract that possesses all of the following
the times that accept the user for entering incorrect password. For the general practice, it is not exceed three times. · providing a method for deliver the password to the user strictly and safety such
dictionary. ▪ determining the times that accept the user for entering incorrect password. For the general practice, it is not exceed three times. (Translation) -9- ▪ providing a method for deliver the password
SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an
institution and close to the rate that the Company funding from financial market. The Board of Directors has passed the resolution to accept financial assistance from Jaymart Public Company Limited in the
exchange , the intermediary shall comply with the following requirements: (a) accept trading orders of capital market products only at the intermediary ’s temporary office; (b) require clients to send
orders of capital market products listed on the stock exchange or derivatives exchange, the intermediary shall comply with the following requirements: (a) accept trading orders of capital market products
generally announced its opening hours. The management company may temporarily accept purchase or sales orders outside the head office or a branch office. The management company shall prepare a report
accept purchase or sales orders outside the head office or a branch office. The management company shall prepare a report containing details on providing services to customers outside prescribed office