derivatives business.Vasant Thienhom, SEC Deputy Secretary-General, said that "Following suspicious report from investors, the SEC's probe revealed that {X1} Co., Ltd. and {A} held themselves out as gold

SEC to become a signatory to the EMMoU.The IOSCO EMMoU, built upon the IOSCO MMoU introduced in 2002, was adopted in 2017 to strengthen efficiency in cross-border enforcement cooperation among IOSCO

stakeholders regarding suspicious activities involving unlicensed securities companies, derivatives business operators, and digital asset business operators, including such business operators from abroad. These

Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office

on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for

advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to

Time of Technological Transformation," organized by Bloomberg. During the session, Deputy Secretary-General Jomkwan shared insights on the utilizations of new technologies for detecting suspicious

/investorAlert Any signs and clues of suspicious activity can be notified through the “SEC Help Center”, Tel. 1207, or Facebook page “SEC Office” or SEC Live Chat on the SEC website.

consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The