Bangkok, April 9, 2014 ? The SEC and the Securities and Exchange Commission of Cambodia (SECC) entered into a Memorandum of Understanding (MoU) to strengthen cooperation in providing assistance to
Impact Asymmetry (con’t) • Empirical evidence on the role of market conditions – Chiyachantana, Jain, Jiang and Wood (CJJW), 2004; Keim, 2003; Wagner and Edwards, 1993 argue that because of the existence
complainant fell into the trap and later suffered damage from the investment.PPI office was located at 209/1 K Tower, Sukhumvit 21 (Asoke), Klongtuey Nua, Vadhana, Bangkok. Furthermore, PPI used website
) “investor contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided into two categories: Category A Investor
, identification number, bank account number and contact information. Instead, the AMCs practically make the payment out of the fund by issuing cheques to PVD members after being notified by their employers about
% of the paid- up capital of the Company. The entering into of the said transaction is a connected transaction according to the Notification of the Capital Market Supervisory Board No. Tor.Jor. 21/2551
regulations: Clause 1 This Notification shall come into force from 1 April 2013. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 10
, India on 11 and 12 February 2014. Co-organised by the Securities and Exchange Board of India (SEBI) and the OECD, it brought together senior government officials and regulators from Asian countries
misconduct occurred. Following the inspection report of Globlex Securities Company Limited, the SEC further probed into the case and found that {A} convinced a client to trade securities and derivatives. He
next phase. The Thailand Taxonomy Board has brought all comments into consideration and incorporated them in the final Taxonomy. The interested public may download the Thailand Taxonomy Phase I from