in all respects under Clause 11, within ninety days from the date on which the SEC Office receives the complete application and supplementary documents, the SEC shall give recommendation to the

Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...

เล ็กทรอนิกส์ (“สพธอ.”) (www.etda.or.th) ข้อเสนอแนะมาตรฐานฯ (ETDA Recommendation/ ขมธอ. 18-2566 ขมธอ. 19-2566 และ ขมธอ. 20-2566 เวอร์ชัน 3.0) www.sec.or.th โทร. : 0-2033-9999 แฟกซ์ : 0-2033-9660

advice, to enhance confidence and protect interest of investors. The recommendation is in line with the United States’s  Sarbanes-Oxley Act 2002 (Section 201) . ​ ​ ​

SEC relies on the Check and Balance System whereby the Audit Committee and the Internal Audit Department are responsible for reviewing and giving recommendation to the SEC Board on the matters related

based thereon. This report is for information purposes only and it does not constitutes, or is intended to constitute a policy recommendation or stance by SEC Thailand. Contents o Background o Review of

advice, to enhance confidence and protect interest of investors. The recommendation is in line with the United States’s  Sarbanes-Oxley Act 2002 (Section 201) . ​ ​ ​

SEC relies on the Check and Balance System whereby the Audit Committee and the Internal Audit Department are responsible for reviewing and giving recommendation to the SEC Board on the matters related

Investment Schemes (Thai ASEAN CIS). To begin with, the first one provides an exemption of unit holding limit up to one-third of all units sold (the One-Third Rule) for Thai ASEAN CIS in the portion offered to

Investment Schemes (Thai ASEAN CIS). To begin with, the first one provides an exemption of unit holding limit up to one-third of all units sold (the One-Third Rule) for Thai ASEAN CIS in the portion offered to