to consider and approve the authorization to the Board of Directors or persons authorized by the Board of Directors to conduct any actions in relation to the Transaction on the Investment in the
status of licensing or registration or approval or authorization of the Recognised Representative including, but not limited to these events: (1) Where any of its Recognised Representative has committed
} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client
attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public
ร่วมอบรม ด้วยสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ ("สำนักงาน") จะจัดอบรมเชิงปฏิบัติการ (Compliance Meeting) ไตรมาส 4/2553 ให้แก่เจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลัก
Compliance Meeting ให้กับเจ้าหน้าที่ดูแลการปฏิบัติงานด้านหลักทรัพย์ (compliance officer) ในวันที่ 21 กันยายน 2555 เวลา 13.30 น. – 16.30 น. ณ ห้องฝึกอบรมชั้น 10 อาคารจีพีเอฟ วิทยุ ทาวเวอร์ บี ถนนวิทยุ โดย
- - Disclosure report 18 39 10 28 56 114 16 51 Report of securities holding of directors and executives 2 2 1 1 6 6 - - Non-compliance with securities offering 10 17 5 14 5 11 4 10 Others 4 8 - - 23 48 1 6 Public
; (2) increase in the types of investment units without diminishing the existing rights of the unitholders; (3) proceeding in compliance with the provisions of this Act; (4) revision or modification of a
, Ministry of Commerce, and have power to undertake any necessary actions in compliance with the instruction the registrar in order to duly complete the registration Details of the increase in the Company’s
, Ministry of Commerce, and have power to undertake any necessary actions in compliance with the instruction the registrar in order to duly complete the registration Details of the increase in the Company’s