, causing higher cost of securities trading. Therefore, the ratio must be compared with the mutual fund’s performance to assess the worthiness of such securities trading. Sharpe Ratio is the ratio between the
.. UNOFFICIAL TRANSLATION Codified up to No. 5 As of 23 March 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the Capital Market Supervisory Board relating to the issuance and offering for sale of securi...
to assess its potential impacts upon businesses, including those from the government’s policies under the Paris Agreement, which aims to reduce greenhouse gas emissions by 20 to 25 percent by 2030, and
predict and contain uncertainties that may materially affect actual results. New factors emerge from time to time, and it is not possible for management to predict all such factors or to assess the impact
order to assess suitability before investing in or entering into a transaction of such capital market product. In this regard, such examination shall be in accordance with the suitability test as
type of the risky or complex capital market products for the first time, an intermediary shall examine the client’s investment knowledge in order to assess suitability before investing in or entering
policy guidelines for financial institution supervision to assess and forecast potential impacts on our capital and liquidity. Management guidelines have been established to ensure work system readiness
management company shall assess the capability and be prudent in an establishment of a fund in order to ensure that such establishment has been done in accordance with the relevant laws and related
Preparation of Prospectus Objective A management company shall assess the capability and be prudent in an establishment of a fund in order to ensure that such establishment has been done in accordance with the