- maturity; (4) investment in the units of a property fund or an infrastructure fund may be made; (5) investment in the units of a mutual fund for which the intermediary has obtained a permission from the SEC
bonds to be offered must clearly state that the issuer is in the process of extending the payment period or is currently in default; (2) An issuer seeking permission to issue and offer debt securities
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
, regardless of the client's permission. In this regard, the aforesaid {B}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
where they asked for fees or benefits in return. Sometimes, they tried to convince the public that their services were legal and needed no permission from the SEC. Therefore, the SEC urges everyone to be
total amount of 87.07 million baht. And on process of permission water production and distribution concessions. 2. Waste water treatment system investment project in Myanmar It is an investment form of
87.07 million baht. And on process of permission water production and distribution concessions. 2. Waste water treatment system investment project in Myanmar It is an investment form of Build Own and
no. 131527 Kalong Sub-district, Muang Samut Sakhon District, Samut Sakhon, total land area of 93 rai 3 ngan 61 square wah (37,561 square wah), together with building as per construction permission No