in the scheme. (4) For the mutual fund that invest in foreign countries : (4.1) The stock exchanges in the country where the mutual fund invest with over 10% of their NAV cannot open for normal
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
. Karin Zia-Zarifi, Consultant of the Securities and Exchange Commission for their assistance with the translation.
executives who have performed their duties with care and loyalty and more severe penalties may be imposed on directors or executives who commit a fraud. Q: In case where the board of directors hires an
pairs.It should be noted that the announcement of the cryptocurrencies for base trading pairs is not a certification of their legal tender status or other legal statuses, nor is it a certification of any
Thai capital market to access best-practice tools and resources and increase their alignment with the SDGs. “As we take the agenda of SDG acceleration forward, we must do so with the full participation
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
English (United States) Market Misconduct × Home > Laws/Regulations > Regulations > Prevention of
English (United States) Market Misconduct × Home > Laws/Regulations > Regulations > Prevention of
original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of