fund” means any open-end fund and closed-end fund; “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Connected person
companies to apply to such operating control: Clause 1 In this Notification: “ securities company ” means a company licensed to undertake securities business in the category of securities brokerage or
companies to apply to such operating control: Clause 1 In this Notification: “securities company” means a company licensed to undertake securities business in the category of securities brokerage or
ทรัพย์และนายทะเบียนหลักทรัพย์ (Regulatory Sandbox for activities related to securities business) (เลขที่ อกต. 2/2560) เอกสารรับฟังความคิดเห็น แบบสำรวจความคิดเห็น | ผลสรุปการรับฟังความคิดเห็น เอกสารรับ
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ securities company ” means a securities company licensed to undertake securities business in the category of
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of securities
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
. 2. Approved the establishment of a new Subsidiary with a registered capital of Baht 0.50 million. DOD holds 51% of shares to engage in the food supplement distribution business, which is a joint