) ................................................................................................................................................................ 2. Type of the Applicant:  Juristic person established under Thai Law  Limited company  Public limited company  Stock Exchange of Thailand  Over-the-counter trading center  Association related

. ______________________ Remarks: Relevant law and regulations are as follows:           - Paragraph 3 of Section 19 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) prescribes that the granting of

so permit by virtue of law, and by virtue of Clause 14 and Clause 15 of the Notification of Securities and Exchange Commission KorDor. 18/2553 Re: Regulations for Becoming Trustee in Sukuk Transaction

to derivatives exchanges. Part 4 Definitions ______________ Clause 6 In this Notification: “derivatives exchange” means any licensed derivatives exchange according to the Law on Derivatives

which have similar characteristics or conditions to capital market products under (a) (b) (c) (d) or (e); (3) derivatives according to the law on derivatives. “ capital market product not having complex

products under (a) (b) (c) (d) or (e); (3) derivatives according to the law on derivatives. “capital market product not having complex characteristics”5 means other capital market products which is not

foreign law; “ASEAN company” means a foreign company established under the law of any of the ASEAN countries; “ASEAN countries” means ASEAN member countries of which capital market regulators have been

; (2) a financial institution; "financial institution" means: (1) a commercial bank, finance company or credit foncier company established under the law on financial institution business; (2) a

disclosure Indicator Applicable Law 2020 score 1 Whose decision is sufficient to approve the Buyer-Seller transaction ? Ans. Shareholders excluding interested parties - พ.ร.บ. บริษัทมหาชนฯ มาตรา 101 - พ.ร.บ

of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business