: ________________________________________ Page 4 of 7 Form 35 – foreign ETF 13) Address of principal place of business: _______________________________________________________________________
following securities business licenses: (1) license to undertake securities business in the category of securities brokerage without limit to debt securities or investment units; (2) license to undertake
a clear business plan, audited financial statements, clear rights for digital token holders, source code disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of
Governance (ESG) factors in their business practices. Furthermore, in the event that an Investee Company fails to implement ESG principles, the Institutional Investor should engage with the Investee Company to
, the SEC Office shall take any of the following steps within seven business days from the date on which it receives correct and complete documents and evidence: (1) listing the name of each director or
ownership of the business. Positive gains of the company will also benefit the shareholders. However, the capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program
, executives, and major shareholders having other interest which may be in conflict with the best interest of the business or having benefits transferred from the business. 8. No record of breaches of
in conflict with the best interest of the business or having benefits transferred from the business. 7. Not being in default on principal or interests of any debt securities or in default on a loan
grounds to suspect that the trust manager's directors, executives, and major shareholders having other interest which may be in conflict with the best interest of the business or having benefits
disguise or making up non-existing facts. 6. No grounds to suspect that the directors, executives, and major shareholders having other interest which may be in conflict with the best interest of the business