transaction order with respect to securities in an account of a member is the member itself or its authorized representative. Clause 56 A central securities depository shall enter into written agreement with
ตราสารหน้ีท่ีไดรั้บมอบอ านาจจากกรรมการผูมี้อ านาจลงนามผูกพนั (authorized person) ลงลายมือช่ือรับรองความถูกตอ้งครบถว้นของแบบแสดงรายการขอ้มูล พร้อมทั้งประทบัตรา บริษทั (ถา้มี) โดยใหใ้ชข้อ้ความและรูปแบบ
legal action which shall not exceed one hundred and eighty days; (5) order a trustee or any person who is authorized to collect or process the data of a trustee including its director, officer, employee
authorized to collect or process the data of a trustee including its director, officer, employee and auditor to testify, deliver, or present accounts, documents, seals or other evidence related to the trust
legal action which shall not exceed one hundred and eighty days; (5) order a trustee or any person who is authorized to collect or process the data of a trustee including its director, officer, employee
ริษทั ทรัสต ์หรือรูปอ่ืนใด) (1) มีคุณสมบติัตามขอ้ 1 (หลกัทรัพยท่ี์เปล่ียนมือได)้ (2) เป็นหน่วยลงทุนของกองทุนรวมต่างประเทศ ท่ีอยูภ่ายใตก้ารก ากบัดูแล (authorized/ recognized fund) และเสนอขายในประเทศท่ีมี
partners. Expected outcome 1. The shift towards single licensing scheme would enable securities business operators to upgrade their licenses to a full-service type, arrange for flexible structure of business
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
authorisation of the board of directors of the Company, and/or the authorized directors of the Company, and/or the persons who are authorized by the board of directors of the Company and/or the authorized
selling of investment units to increase authorized share capital, to be announced within the day of the selling of investment units. Net asset values and investment unit values under paragraph one