obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
which can be issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading
issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound
the services provided by the SEC Office in which you may be interested so as to effectively perform its duties and supervision. In this regard, the SEC Office will request your prior consent to receive
Forum 2018 หัวข้อ Maintaining Trust ณ ประเทศออสเตรเลีย, APEC Financial Regulators Training Initiative หัวข้อ Risk-based Supervision ณ ประเทศเวียดนาม, The 12th Regional Leadership Programme for Securities
from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for promoting and supervising the
: Declaration I/We certify the following: 1. I/We am/are under supervision of the Securities and Futures Commission of Hong Kong which has the authority to impose sanctions or to order the Hong Kong Covered