ground for the SEC Office to file criminal complaint against such person with the inquiry official, and being under investigation by the inquiry official, or under consideration and prosecution of the
, the SEC shall file a criminal complaint with the inquiry official of the Department of Special Investigation (DSI) or the Economic Crime Investigation Division (ECID) of the Royal Thai Police, depending
considered as the commission of offences under (3) and was named in the SEC Office’s complaint filed with the inquiry officer, and the case is in the inquiry officer’s process or the public prosecutor’s
news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
compliant filed with inquiry officer
bank officials. Also investors should monitor movement of mutual fund as well as deposit accounts regularly, and contact the responsible bank immediately in case of inquiry
, the SEC has reported the legal proceedings under the SEA above to the AMLO as well.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry
-WEB.HTML). The SEC Office will only process your personal data to provide details and actions related to complaint handling or information inquiry services under legal basis - Public Task. (This part is not
checks B.E. 2534 and guilt on defrauding to creditors, respectively, of which the two cases, the Company did not complain to the inquiry officer but filing the case to the Court and the inquiry process has