fraud)
wrongdoings, both in the manners of fraud and unfair securities trading, and the SEC has taken legal actions against these offenders in many cases. In this particular case, the SEC has filed a criminal
forces when necessary. The goal is to improve prevention and enforcement efforts against unfair securities trading practices, embezzlement, fraud, and financial misconduct under the Securities and Exchange
Corporation Co., Ltd. and/or T.M.B. Leasing Co., Ltd.) and fraud. Apart from this case, on August 2, 2011, the Southern Bangkok Criminal Court sentenced (1) {X2} Co., Ltd., (2) {C}, and (3) {D} for undertaking
securities companies to communicate with investors and strictly prohibit their personnel from involving in the said misconduct in order to diminish channel for fraud or embezzlement related to investors
ตรวจสอบการทจุริตระบบใหม ่ (Fraud Management System) มาใช้ตั !งแต ่ พฤศจิกายน f และในปัจจบุนัยงัคงใช้ระบบนี !อยู ่ โดย AEONTS จ่าย คา่ธรรมเนียมใบอนญุาตใช้งานระบบรายปีเป็นจํานวน Y, B , เยน หรือ .B ล้านบาท
หรือไม่ครบถว้นในสำระส ำคญั หรือมีกำรกระท ำอนัไม่เป็นธรรม ท่ีเป็นกำรเอำเปรียบสมำชิก (fraud protection)
being punished or legally proceeding against for management in the manner of deceit, fraud or dishonesty relating to offences against property as specified as prohibited characteristic in Group 2 under
characteristic in Group 1 under Clause 29; (2) having a record of being punished or legally proceeding against for management in the manner of deceit, fraud or dishonesty1 relating to offences against property as
Company still had 6. Consolidated Financial Status Management’s Discussion and Analysis (MD&A) for year 2017 14 scrap steel left and they may be considered misappropriate, fraud or stolen approximately THB