shall first establish measures for risk management which cover at least the following: 7 (1) laws or regulations that allow for provision of tiered participation arrangements and protection of
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
winter season, and an increase supply in the market from South Korean exports. The Gasoil/Dubai’s demand lowered after winter and refinery maintenance during the quarter. The combination of events resulted
combination of the one as representative of investors , the one being securities or derivatives trading expert and the two appointed from the name list proposed by association . The committee shall appoint one
staff of the SEC Office. Additionally, those experts shall be the combination of the one as representative of investors , the one being securities or derivatives trading expert and the two appointed from
experts shall be the combination of the one as representative of investors, the one being securities or derivatives trading expert and the two appointed from the name list proposed by association. The
: Some bonds may be a combination of two approaches e.g. asset-backed securities backed by government agencies or local authorities; or covered bonds with FI and portfolio bond characteristics. ‘Treasury
and approach 50 Qualitative Scenario Analysis Quantitative Scenario Analysis Some combination of both Qualitative and Quantitative Scenario Analyses Relies on descriptive, written narratives; explores
; Ramcharran, 2002; Wu, 2014). The rationales of these explanatory variables are summarized as follows. The required rate of return can be computed as a combination of equity risk premium and risk-free rate