in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557. The SEC therefore suspended {A} from his duty as the approved capital
information for investment decision making such as condition of non- guaranteed by the Ministry of Finance, source of fund for debt repayment and business nature for risk assessment. Like private issuers
client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
choice providing a constant fund source which prevents them from using up all money within a few years. Therefore, asset management companies should take this business opportunity to develop new products
asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during
ลงทุน รวมถึงให้ยืดหยุ่นและสอดคล้องกับลักษณะการประกอบธุรกิจ (business model) ของเอกชน ซึ่งเป็นไปตามแผนงานระยะสั้นของสำนักงาน ดังนี้ (1) เพิ่มสิทธิการเช่าในอสังหาริมทรัพย์ให้เป็นทรัพย์สินอ้างอิง จากเดิมที่
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
disclosure efficiency by presenting how business is operated under the Environmental, Social and Governance (ESG) principles. For example, disclosure of policies, goals and ESG-oriented performance
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to