. Offered by AMCs, trigger facility is an additional, optional feature (like DCA facility) provided in ordinary mutual fund schemes, enables investors to book profit automatically at a pre-defined time or
Company audit client and all subsidiaries audited by the firm) will regularly be more than 15% of the firm’s annual fee income (or where Audit Engagement Partner profit share not on a firm basis, on that
audited by the firm) will regularly be more than 15% of the firm’s annual fee income (or where Audit Engagement Partner profit share not on a firm basis, on that part of firm e.g. by office)? 3 Listed
establishment of Transparency International (TI) – an international non-profit, non-partisan agency supported by the World Bank, governments and multinational organizations. TI’s primary objectives are: (1
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company) Other bodies (Please provide details
under Clause 7 (1) or (2) or Clause 9: (1) the Bank of Thailand; (2) the Financial Institutions Development Fund; (3) the Export-Import Bank of Thailand; (4) the Industrial Finance Corporation of Thailand
9: 5 (1) the Bank of Thailand; 6 (2) the Financial Institutions Development Fund; 7 (3) the Export-Import Bank of Thailand; 8 (4) the Industrial Finance Corporation of Thailand; 9 (5) commercial banks
Finance Corporation of Thailand; 9(5) commercial banks; 10(6) finance companies; 4 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and