such successor of securities acts as a securities company that engages in the securities business in the category of securities underwriting and receives fees or payments in the ordinary course of its
Listing of Ordinary or Preferred Shares as Listed Securities regarding to any of the following cases: (a) the company or its subsidiary company has all or substantially all of its assets in the form of cash
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of
is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated
Initiative | April 2018 19 shifting hydrological conditions. The Scorecard determines whether the issuers’ Vulnerability Assessment and Adaption Plan sufficiently address these factors. To achieve this, the
achieve their goals. Hence, determination of regulations on supervision of securities clearing houses and central securities depositories, efficient use of information technology (IT governance), and
2022 We will achieve this by: • Working with partner countries to improve the capacity and capability of key institutions to reduce emissions and foster inclusive economic growth • Addressing barriers
-term wealth for the Thai people, national competitiveness, and sustainable growth for the economy and the society. Given all those tasks to achieve, the SEC management, staff and all related parties have
represent. Independent decision-making is easier to achieve if the structure of the governing body includes representation from relevant interests. In particular it is not desirable that the plan sponsor or