. Effective enforcement would increase investor confidence and reduce regulator’s costs in relation to examination for the evidence to prove beyond a reasonable doubt. 3. Class action lawsuits would lower the
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
ษิัท เอส.ท.ีเอส. เทเลคอม จ ากดั มกีรรมการและผู้ถอืหุ้นใหญ่ (Ultimate Shareholder) คอื นายจริศกัดิ ์เปรมพจน์วฒันา ถอืหุน้ในสดัสว่นรอ้ยละ 99.99 และเป็นกรรมการผูม้อี านาจลงนาม ปัจจุบนัมทีุน จดทะเบยีนและทุ
มกีรรมการและผู้ถอืหุ้นใหญ่ (Ultimate Shareholder) คอื นายจริศกัดิ ์เปรมพจน์วฒันา ถอืหุน้ในสดัสว่นรอ้ยละ 99.99 และเป็นกรรมการผูม้อี านาจลงนาม ปัจจุบนัมทีุน จดทะเบยีนและทุนทีเ่รยีกช าระแลว้จ านวน 100 ลา้
Shareholder) คอื นายจริศกัดิ ์เปรมพจน์วฒันา ถอืหุน้ในสดัสว่นรอ้ยละ 99.99 และเป็นกรรมการผูม้อี านาจลงนาม ปัจจุบนัมทีุน จดทะเบยีนและทุนทีเ่รยีกช าระแลว้จ านวน 100 ลา้นบาท (3) ลกัษณะโดยทัว่ไปของรายการประเภทและขนาด
of shareholder rights protection. Key projects included the Annual General Shareholders Meeting Assessment Program and the proposals for several amendments to the Securities and Exchange Act B.E. 2535
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
(Translation) 9 April 2019 Subject: Disclosure of Additional Information on the Tender Offer for the Securities of Glow Energy Public Company Limited (Form 247-4) No.1 Attention: Secretary-General, The Office of The Securities and Exchange Commission President, The Stock Exchange of Thailand Board of Directors and Securities Holders of Glow Energy Public Company Limited Refers to: Tender Offer for the Securities of Glow Energy Public Company Limited (Form 247-4) dated 22 March 2019 Reference is...
November 2019. The Company expected to complete the delisting process within December 2019. At present, the Company is considered a major shareholder of GLOW, directly and indirectly holding 1,393,334,816