fund manager shall submit an application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the
Office refuses to grant approval for any person, the applicant will be informed in writing and reasons shall also be provided. The Office may notify the applicant to clarify or submit additional documents
the Company currently utilizes over 88 percent of production capacity and therefore is necessary to add such production line, having important details as follows. (1) Transaction Date : The Company will
shall be deemed to have obtained general permission and thus be exempted from SEC disclosure requirements. The relaxation is granted to those particular group of investors as they are considered
, the Subsidiary will enter into the Agreement to sell and purchase shares with the Sellers in which, the ownership over Leyland’s ordinary shares shall be transferred from the Sellers to the Subsidiary
companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
securities company will continue or be restored in a timely manner in the event of disruption of its normal operations, the securities company shall establish a policy on business continuity management that is
securities company will continue or be restored in a timely manner in the event of disruption UNOFFICIAL TRANSLATION of its normal operations, the securities company shall establish a policy on business
related persons shall include at least the following details: (1) the relationship between the mutual fund and the person who will sell, distribute, transfer, let out, or grant the right to assets of an
investors will have adequate information to make investment decisions, such as mutual funds with complex return structure. 2. Types of mutual fund Maximum of 500 characters of information shall be provided on