found that the aforesaid investment consultants proceeded with the redemption of long-term equity fund (LTF) units for clients in breach of the conditions for receiving tax benefits despite warnings
token issuers have been approved by the SEC and no applications or registration statements have been submitted. Therefore, investors should be careful if solicited or receiving information related to
will be able to operate the businesses after receiving the licenses from Minister of Finance.”If people have suspicion on investment in digital assets, please notify SEC at 1207
Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
decisions for clients, (2) Receiving compensations, either directly or indirectly, and (3) Operating such businesses regularly or giving services to the general public. Pursuant to Section 66 of the
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
/loss of share certificate ● Not receiving dividends The Thailand Securities Depository Co., Ltd. (TSD) The Stock Exchange of Thailand Telephone: +66-2009-9999 press 8 Website: www.set.or.th ● Incomplete
manipulation (Section 244/6) 1. Opening a joint bank account for making a payment or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using
manipulation (Section 244/6) 1. Opening a joint bank account for making a payment or receiving a payment related to or because of a securities trading; 2. Allowing any person to seek benefits by using
production, selling goods, assembling engines, as well as receiving of returned goods and disassembling of engines and spare parts for auction as metal scrap. This resulted in AMAC’s 2008 and 2009 financial