undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and
for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use
. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of
reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of
undertake derivatives exchange business. “Derivatives Clearing House” means the entity licensed to undertake derivatives clearing house business. Clause 2 The Derivatives Exchange and the Derivatives Clearing
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ------------------------------- Notification of the Office of the Securities and
or securities by electronic equipment; (4) undertake any other necessary duties as prescribed by the notification of the https://publish.sec.or.th/nrs/4369pe.doc 4370pe.doc the application to head
operational systems for this purpose, the revised regulations will come into force as from 16 February 2024. ______________________________Remarks: * Means (1) a securities firm licensed to undertake the
conditions as follows: (1) If other businesses do not have a high investment value and have systems in place to support their work and financial condition as specified, business operators may undertake
company of which shares are held by one or various precious metal trading firm , who undertake precious metal business continuously not less than 3 years, more than 50% of the total voting rights shares